The so-called "Volcker rule" would ban banks from trading on their own account and limit their ability to invest in or "sponsor" hedge funds and private equity. 所谓的“沃尔克规则”(volckerrule)禁止银行从事自营交易,并限制他们投资或“资助”对冲基金和私人股本。
On September 18, the bank announced that a rogue trader had disguised a HK$ 93m trading loss on certain equity derivatives, forcing the bank to write down its previously reported first-half net profit by HK$ 109m, or 12 per cent. 9月18日,该行公布,由于一名违纪交易员隐瞒了某些股票衍生工具出现的9300万港元交易损失,导致该行不得不将此前公布的上半年净利润减记1.09亿港元,相当于12%。
The Office of Fair Trading ( OFT), a British competition agency, said on June10th that it would conduct an inquiry into equity underwriting, following complaints from issuing firms. 英国竞争监管机构公平交易局(OFT)在接到发行公司的投诉后,于6月10日宣布将针对证券承销展开调查。
Trading on the Equity under the Market Economy Condition 浅析市场经济条件下的举债经营